1. MARKETS
  2. SECTOR : PHARMACEUTICALS & BIOTECHNOLOGY
  3. INDUSTRY : MAJOR PHARMACEUTICALS
  4. TRACON PHARMACEUTICALS INC
TRACON Pharmaceuticals Inc XNAS: TCON

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Board Meeting
The next board meeting for TRACON Pharmaceuticals Inc is on 23 Jul 2025 for the purpose of TRACON Pharmaceuticals Inc First Quarter Earnings Results for 2025 See details


Insider Trading disclosures for TRACON Pharmaceuticals Inc

The latest disclosure was made by Charles P. Theuer in TRACON Pharmaceuticals Inc where a trade of 3,500 Common Stock done at an average price of $0.1 was reported to US exchanges on March 12, 2024.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
Charles P. Theuer Director, PRESIDENT AND CEO Grant, award, or other acquisition of securities at price $ 0.14 per share. 12 Mar 2024 3,500 402,917 (7%) 0% 0.1 482 Common Stock
Charles P. Theuer Director, PRESIDENT AND CEO Grant, award, or other acquisition of securities at price $ 0.13 per share. 12 Mar 2024 3,500 406,417 (7%) 0% 0.1 467 Common Stock
Charles P. Theuer Director, PRESIDENT AND CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Mar 2024 518,300 518,300 - - Employee Stock Option (Right to Buy)
Scott B Brown CHIEF FINANCIAL OFFICER Grant, award, or other acquisition of securities at price $ 0.14 per share. 12 Mar 2024 3,500 25,128 (0%) 0% 0.1 482 Common Stock
Scott B Brown CHIEF FINANCIAL OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Mar 2024 224,800 224,800 - - Employee Stock Option (Right to Buy)
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 0.75 per share. 26 Apr 2023 47,000 399,417 (7%) 0% 0.8 35,250 Common Stock
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 0.66 per share. 26 Apr 2023 3,999 352,417 (6%) 0% 0.7 2,639 Common Stock
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 1.52 per share. 28 Feb 2023 200 340,118 (6%) 0% 1.5 304 Common Stock
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 1.52 per share. 28 Feb 2023 4,800 344,918 (6%) 0% 1.5 7,296 Common Stock
Charles P. Theuer Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Feb 2023 332,000 332,000 - - Employee Stock Option (Right to Buy)
Bonne Adams Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Feb 2023 99,000 99,000 - - Employee Stock Option (Right to Buy)
Scott B Brown Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Feb 2023 144,000 144,000 - - Employee Stock Option (Right to Buy)
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 1.62 per share. 18 Jan 2023 6,800 339,918 (6%) 0% 1.6 11,016 Common Stock
Scott B Brown Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 1.49 per share. 29 Dec 2022 3,500 21,628 (0%) 0% 1.5 5,215 Common Stock
William R. Larue Director Sale of securities on an exchange or to another person at price $ 1.26 per share. 21 Dec 2022 120 7,763 (0%) 0% 1.3 151 Common Stock
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 1.29 per share. 14 Dec 2022 23,000 333,118 (6%) 0% 1.3 29,755 Common Stock
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 1.41 per share. 18 Nov 2022 13,900 310,118 (5%) 0% 1.4 19,599 Common Stock
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 1.52 per share. 03 Nov 2022 9,200 296,218 (5%) 0% 1.5 13,984 Common Stock
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 1.59 per share. 02 Nov 2022 6,000 287,018 (5%) 0% 1.6 9,540 Common Stock
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 1.77 per share. 07 Oct 2022 5,000 277,518 (5%) 0% 1.8 8,850 Common Stock
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 1.67 per share. 03 Oct 2022 5,000 272,518 (5%) 0% 1.7 8,350 Common Stock
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 1.76 per share. 22 Sep 2022 5,000 267,518 (4%) 0% 1.8 8,800 Common Stock
Scott B Brown Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 2.02 per share. 12 Sep 2022 2,500 14,628 (0%) 0% 2.0 5,038 Common Stock
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 1.85 per share. 22 Jul 2022 4,500 262,518 (4%) 0% 1.9 8,325 Common Stock
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 1.87 per share. 12 Jul 2022 3,000 255,018 (4%) 0% 1.9 5,610 Common Stock
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 1.84 per share. 12 Jul 2022 3,000 258,018 (4%) 0% 1.8 5,520 Common Stock
J. Rainer Twiford Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jun 2022 15,750 15,750 - - Director Stock Option (Right to Buy)
Martin A. Mattingly Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jun 2022 15,750 15,750 - - Director Stock Option (Right to Buy)
Stephen T. Worland Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jun 2022 15,750 15,750 - - Director Stock Option (Right to Buy)
William R. Larue Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jun 2022 15,750 15,750 - - Director Stock Option (Right to Buy)
Saundra Pelletier Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jun 2022 15,750 15,750 - - Director Stock Option (Right to Buy)
Lisa R. Johnson-Pratt Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jun 2022 15,750 15,750 - - Director Stock Option (Right to Buy)
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 1.85 per share. 09 May 2022 10,000 252,018 (4%) 0% 1.9 18,500 Common Stock
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 1.97 per share. 06 May 2022 2,500 242,018 (4%) 0% 2.0 4,925 Common Stock
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 1.97 per share. 29 Apr 2022 5,000 239,518 (4%) 0% 2.0 9,855 Common Stock
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 2.30 per share. 21 Apr 2022 4,500 234,518 (4%) 0% 2.3 10,350 Common Stock
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 2.50 per share. 08 Apr 2022 2,000 226,518 (4%) 0% 2.5 5,000 Common Stock
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 2.70 per share. 30 Mar 2022 4,000 224,518 (4%) 0% 2.7 10,800 Common Stock
Scott B Brown Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 2.82 per share. 29 Mar 2022 1,000 8,628 (0%) 0% 2.8 2,820 Common Stock
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 2.45 per share. 21 Mar 2022 1,200 220,518 (4%) 0% 2.5 2,940 Common Stock
Mark C. Wiggins Chief Business Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jan 2022 80,000 80,000 - - Employee Stock Option (Right to Buy)
Charles P. Theuer Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jan 2022 265,000 265,000 - - Employee Stock Option (Right to Buy)
Scott B Brown Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jan 2022 80,000 80,000 - - Employee Stock Option (Right to Buy)
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 2.88 per share. 18 Nov 2021 681 215,818 (3%) 0% 2.9 1,961 Common Stock
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 2.82 per share. 18 Nov 2021 3,500 219,318 (4%) 0% 2.8 9,870 Common Stock
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 3.42 per share. 05 Nov 2021 3,000 215,137 (3%) 0% 3.4 10,245 Common Stock
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 3.41 per share. 05 Nov 2021 1,000 212,137 (3%) 0% 3.4 3,410 Common Stock
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 3.56 per share. 16 Aug 2021 3,000 207,732 (3%) 0% 3.6 10,680 Common Stock
Scott B Brown Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 3.70 per share. 13 Aug 2021 1,000 7,628 (0%) 0% 3.7 3,695 Common Stock
William R. Larue Director Purchase of securities on an exchange or from another person at price $ 3.82 per share. 26 Jul 2021 6,545 7,883 (0%) 0% 3.8 25,002 Common Stock
Saundra Pelletier Director Purchase of securities on an exchange or from another person at price $ 3.82 per share. 26 Jul 2021 6,545 12,045 (0%) 0% 3.8 25,002 Common Stock
J. Rainer Twiford Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Jun 2021 10,500 10,500 - - Director Stock Option (Right to Buy)
Martin A. Mattingly Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Jun 2021 10,500 10,500 - - Director Stock Option (Right to Buy)
Stephen T. Worland Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Jun 2021 10,500 10,500 - - Director Stock Option (Right to Buy)
William R. Larue Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Jun 2021 10,500 10,500 - - Director Stock Option (Right to Buy)
Saundra Pelletier Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Jun 2021 10,500 10,500 - - Director Stock Option (Right to Buy)
Lisa Johnson-Pratt Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Jun 2021 10,500 10,500 - - Director Stock Option (Right to Buy)
Scott B Brown Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 8.30 per share. 08 Mar 2021 1,000 3,128 (0%) 0% 8.3 8,296 Common Stock
Lisa Johnson-Pratt Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Mar 2021 21,000 21,000 - - Employee Stock Option (Right to Buy)
Mark C. Wiggins Chief Business Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jan 2021 55,000 55,000 - - Employee Stock Option (Right to Buy)
Charles P. Theuer Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jan 2021 180,000 180,000 - - Employee Stock Option (Right to Buy)
Scott B Brown Chief Accounting Officer (PAO) Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jan 2021 55,000 55,000 - - Employee Stock Option (Right to Buy)
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 8.98 per share. 27 Jan 2021 11,000 201,232 (3%) 0% 9.0 98,771 Common Stock
Mark C. Wiggins Chief Business Officer Purchase of securities on an exchange or from another person at price $ 10.57 per share. 29 Dec 2020 997 13,697 (0%) 0% 10.6 10,538 Common Stock
Mark C. Wiggins Chief Business Officer Purchase of securities on an exchange or from another person at price $ 10.67 per share. 29 Dec 2020 3 13,700 (0%) 0% 10.7 32 Common Stock
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 9.98 per share. 29 Dec 2020 1,000 190,232 (3%) 0% 10.0 9,980 Common Stock
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 4.38 per share. 21 Oct 2020 2,000 189,232 (3%) 0% 4.4 8,769 Common Stock
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 4.72 per share. 23 Sep 2020 4,893 186,775 (3%) 0% 4.7 23,094 Common Stock
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 4.72 per share. 23 Sep 2020 107 186,882 (3%) 0% 4.7 505 Common Stock
Mark C. Wiggins Chief Business Officer Purchase of securities on an exchange or from another person at price $ 4.14 per share. 10 Sep 2020 7,000 12,350 (0%) 0% 4.1 28,953 Common Stock
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 2.60 per share. 04 Sep 2020 5,000 176,882 (3%) 0% 2.6 13,000 Common Stock
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 2.55 per share. 04 Sep 2020 5,000 181,882 (3%) 0% 2.6 12,750 Common Stock
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 1.56 per share. 21 Aug 2020 5,325 171,882 (3%) 0% 1.6 8,307 Common Stock
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 1.63 per share. 14 Aug 2020 44,743 136,557 (2%) 0% 1.6 72,851 Common Stock
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 1.70 per share. 14 Aug 2020 100 91,814 (1%) 0% 1.7 170 Common Stock
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 1.67 per share. 12 Aug 2020 5,000 76,714 (1%) 0% 1.7 8,350 Common Stock
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 1.65 per share. 12 Aug 2020 5,000 91,714 (1%) 0% 1.7 8,250 Common Stock
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 1.79 per share. 12 Aug 2020 10,000 86,714 (1%) 0% 1.8 17,900 Common Stock
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 1.90 per share. 24 Jun 2020 9,895 71,714 (1%) 0% 1.9 18,801 Common Stock
J. Rainer Twiford Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Jun 2020 4,500 4,500 - - Director Stock Option (Right to Buy)
Martin A. Mattingly Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Jun 2020 4,500 4,500 - - Director Stock Option (Right to Buy)
Stephen T. Worland Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Jun 2020 4,500 4,500 - - Director Stock Option (Right to Buy)
William R. Larue Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Jun 2020 4,500 4,500 - - Director Stock Option (Right to Buy)
Paul Walker Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Jun 2020 4,500 4,500 - - Director Stock Option (Right to Buy)
Saundra Pelletier Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Jun 2020 4,500 4,500 - - Director Stock Option (Right to Buy)
Saundra Pelletier Director Purchase of securities on an exchange or from another person at price $ 2.07 per share. 10 Jun 2020 3,000 5,500 (0%) 0% 2.1 6,209 Common Stock
Saundra Pelletier Director Purchase of securities on an exchange or from another person at price $ 2.00 per share. 10 Jun 2020 2,500 2,500 (0%) 0% 2 5,000 Common Stock
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 1.90 per share. 22 May 2020 10,000 61,227 (1%) 0% 1.9 19,000 Common Stock
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 1.89 per share. 22 May 2020 592 61,819 (1%) 0% 1.9 1,119 Common Stock
Saundra Pelletier Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Mar 2020 6,000 6,000 - - Employee Stock Option (Right to Buy)
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 1.13 per share. 13 Mar 2020 4,100 50,877 (0%) 0% 1.1 4,624 Common Stock
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 1.71 per share. 11 Mar 2020 5,000 31,777 (0%) 0% 1.7 8,549 Common Stock
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 1.17 per share. 11 Mar 2020 5,000 46,777 (0%) 0% 1.2 5,858 Common Stock
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 1.19 per share. 11 Mar 2020 5,000 41,777 (0%) 0% 1.2 5,945 Common Stock
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 1.66 per share. 11 Mar 2020 5,000 36,777 (0%) 0% 1.7 8,288 Common Stock
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 1.87 per share. 10 Mar 2020 10,000 26,777 (0%) 0% 1.9 18,691 Common Stock
Mark C. Wiggins Chief Business Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2020 22,000 22,000 - - Employee Stock Option (Right to Buy)
Charles P. Theuer Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2020 123,200 123,200 - - Employee Stock Option (Right to Buy)
Scott Brown Chief Accounting Officer (PAO) Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2020 22,000 22,000 - - Employee Stock Option (Right to Buy)
Mark C. Wiggins Chief Business Officer Purchase of securities on an exchange or from another person at price $ 4.02 per share. 23 Jan 2020 5,000 5,000 (0%) 0% 4.0 20,103 Common Stock
Charles P. Theuer Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.76 per share. 22 Jan 2020 929 16,777 (0%) 0% 3.8 3,493 Common Stock
Scott Brown Chief Accounting Officer (PAO) Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.78 per share. 22 Jan 2020 18 1,428 (0%) 0% 3.8 68 Common Stock
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 0.45 per share. 09 Aug 2019 50,000 173,565 (3%) 0% 0.5 22,500 Common Stock
J. Rainer Twiford None Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jun 2019 15,000 15,000 - - Director Stock Option (Right to Buy)
Martin A. Mattingly None Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jun 2019 15,000 15,000 - - Director Stock Option (Right to Buy)
Stephen T. Worland None Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jun 2019 15,000 15,000 - - Director Stock Option (Right to Buy)
William R. Larue None Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jun 2019 15,000 15,000 - - Director Stock Option (Right to Buy)
Paul Walker None Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jun 2019 15,000 15,000 - - Director Stock Option (Right to Buy)
Charles P. Theuer Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.04 per share. 22 Jan 2019 9,290 123,565 (2%) 0% 1.0 9,663 Common Stock
Charles P. Theuer Director, President and CEO Purchase of securities on an exchange or from another person at price $ 0.66 per share. 21 Dec 2018 49,000 132,855 (0%) 0% 0.7 32,222 Common Stock
J. Rainer Twiford None Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jun 2018 15,000 15,000 - - Director Stock Option (Right to Buy)
Martin A. Mattingly None Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jun 2018 15,000 15,000 - - Director Stock Option (Right to Buy)
Stephen T. Worland None Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jun 2018 15,000 15,000 - - Director Stock Option (Right to Buy)
William R. Larue None Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jun 2018 15,000 15,000 - - Director Stock Option (Right to Buy)
Paul Walker None Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jun 2018 15,000 15,000 - - Director Stock Option (Right to Buy)
Theodore Wang Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jun 2018 15,000 15,000 - - Director Stock Option (Right to Buy)
Mark C. Wiggins Chief Business Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 May 2018 280,000 280,000 - - Employee Stock Option (Right to Buy)
Theodore Wang Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Apr 2018 25,000 25,000 - - Director Stock Option (Right to Buy)
Anthony A. Florence Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 27 Mar 2018 707,964 707,964 - - Warrant to Purchase Common Stock
Anthony A. Florence Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 2.70 per share. 27 Mar 2018 707,964 3,466,003 (19%) 3% 2.7 1,911,503 Common Stock
M. James Barrett Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 27 Mar 2018 707,964 707,964 - - Warrant to Purchase Common Stock
M. James Barrett Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 2.70 per share. 27 Mar 2018 707,964 3,466,003 (19%) 3% 2.7 1,911,503 Common Stock
Peter J. Barris Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 2.70 per share. 27 Mar 2018 707,964 3,466,003 (19%) 3% 2.7 1,911,503 Common Stock
Peter J. Barris Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 27 Mar 2018 707,964 707,964 - - Warrant to Purchase Common Stock
David M. Mott Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 27 Mar 2018 707,964 707,964 - - Warrant to Purchase Common Stock
David M. Mott Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 2.70 per share. 27 Mar 2018 707,964 3,466,003 (19%) 3% 2.7 1,911,503 Common Stock
Sandell D Scott Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 27 Mar 2018 707,964 707,964 - - Warrant to Purchase Common Stock
Sandell D Scott Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 2.70 per share. 27 Mar 2018 707,964 3,466,003 (19%) 3% 2.7 1,911,503 Common Stock
Forest Baskett Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 2.70 per share. 27 Mar 2018 707,964 3,466,003 (19%) 3% 2.7 1,911,503 Common Stock
Forest Baskett Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 27 Mar 2018 707,964 707,964 - - Warrant to Purchase Common Stock
Patrick J. Kerins Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 27 Mar 2018 707,964 707,964 - - Warrant to Purchase Common Stock
Patrick J. Kerins Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 2.70 per share. 27 Mar 2018 707,964 3,466,003 (19%) 3% 2.7 1,911,503 Common Stock
Ravi Viswanathan Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 27 Mar 2018 707,964 707,964 - - Warrant to Purchase Common Stock
Ravi Viswanathan Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 2.70 per share. 27 Mar 2018 707,964 3,466,003 (19%) 3% 2.7 1,911,503 Common Stock
Peter Sonsini Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 27 Mar 2018 707,964 707,964 - - Warrant to Purchase Common Stock
Peter Sonsini Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 2.70 per share. 27 Mar 2018 707,964 3,466,003 (19%) 3% 2.7 1,911,503 Common Stock
Charles P. Theuer Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Feb 2018 225,000 225,000 - - Employee Stock Option (Right to Buy)
Patricia Bitar CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Feb 2018 95,000 95,000 - - Employee Stock Option (Right to Buy)
Charles P. Theuer Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.95 per share. 22 Jan 2018 9,290 76,855 (0%) 0% 3.0 27,406 Common Stock
H Casey Logan Chief Business Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.95 per share. 22 Jan 2018 3,317 27,754 (0%) 0% 2.9 9,785 Common Stock
Patricia Bitar CFO Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.95 per share. 22 Jan 2018 3,317 29,636 (0%) 0% 2.9 9,785 Common Stock
J. Rainer Twiford None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2017 15,000 15,000 - - Director Stock Option (Right to Buy)
Martin A. Mattingly None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2017 15,000 15,000 - - Director Stock Option (Right to Buy)
Stephen T. Worland None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2017 15,000 15,000 - - Director Stock Option (Right to Buy)
William R. Larue None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2017 15,000 15,000 - - Director Stock Option (Right to Buy)
Paul Walker None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2017 15,000 15,000 - - Director Stock Option (Right to Buy)
William R. Larue None Sale of securities on an exchange or to another person at price $ 2.69 per share. 02 Jun 2017 2,500 13,388 (0%) 0% 2.7 6,733 Common Stock
Charles P. Theuer Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Jan 2017 190,000 190,000 - - Employee Stock Option (Right to Buy)
Charles P. Theuer Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.85 per share. 20 Jan 2017 9,870 86,145 (0%) 0% 4.9 47,870 Common Stock
H Casey Logan Chief Business Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Jan 2017 55,000 55,000 - - Employee Stock Option (Right to Buy)
H Casey Logan Chief Business Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.85 per share. 20 Jan 2017 3,552 31,071 (0%) 0% 4.8 17,227 Common Stock
Patricia Bitar CFO Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.85 per share. 20 Jan 2017 3,552 30,543 (0%) 0% 4.8 17,227 Common Stock
Patricia Bitar CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Jan 2017 55,000 55,000 - - Employee Stock Option (Right to Buy)
Anthony A. Florence Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 29 Nov 2016 869,565 2,758,039 - - Common Stock
David M. Mott Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 29 Nov 2016 869,565 2,758,039 - - Common Stock
M. James Barrett Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 29 Nov 2016 869,565 2,758,039 - - Common Stock
Forest Baskett Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 29 Nov 2016 869,565 2,758,039 - - Common Stock
Krishna Kolluri Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 29 Nov 2016 869,565 2,758,039 - - Common Stock
Peter J. Barris Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 29 Nov 2016 869,565 2,758,039 - - Common Stock
Patrick J. Kerins Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 29 Nov 2016 869,565 2,758,039 - - Common Stock
Sandell D Scott Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 29 Nov 2016 869,565 2,758,039 - - Common Stock
Ravi Viswanathan Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 29 Nov 2016 869,565 2,758,039 - - Common Stock
Ronald L. Shazer Chief Medical Officer Sale of securities on an exchange or to another person at price $ 0.00 per share. 03 Jun 2016 1,003 335 - - Common Stock
Martin A. Mattingly None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jun 2016 7,500 7,500 - - Common Stock
William R. Larue None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jun 2016 7,500 15,888 - - Common Stock
Stephen T. Worland None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jun 2016 7,500 7,500 - - Common Stock
J. Rainer Twiford None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jun 2016 7,500 7,500 - - Common Stock
Paul Walker None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jun 2016 7,500 7,500 - - Common Stock
Charles P. Theuer Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jan 2016 90,900 93,400 - - Common Stock
H Casey Logan Chief Business Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jan 2016 32,450 33,550 - - Common Stock
Patricia Bitar CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jan 2016 32,450 32,943 - - Common Stock
Ronald L. Shazer Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Oct 2015 153,139 153,139 - - Employee Stock Option (Right to Buy)
Charles P. Theuer Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 18 Sep 2015 10,000 177,336 - - Employee Stock Option (Right to Buy)
Charles P. Theuer Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 18 Sep 2015 10,000 10,000 - - Common Stock
Charles P. Theuer Director, President and CEO Sale of securities on an exchange or to another person at price $ 0.00 per share. 18 Sep 2015 10,000 0 - - Common Stock
H Casey Logan Chief Business Officer Sale of securities on an exchange or to another person at price $ 0.00 per share. 18 Sep 2015 5,000 0 - - Common Stock
H Casey Logan Chief Business Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 18 Sep 2015 5,000 80,270 - - Employee Stock Option (Right to Buy)
H Casey Logan Chief Business Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 18 Sep 2015 5,000 5,000 - - Common Stock
Charles P. Theuer Director, President and CEO Sale of securities on an exchange or to another person at price $ 0.00 per share. 10 Sep 2015 3,516 0 - - Common Stock
Charles P. Theuer Director, President and CEO Sale of securities on an exchange or to another person at price $ 0.00 per share. 14 Aug 2015 100 3,516 - - Common Stock
Martin A. Mattingly None Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Jul 2015 15,000 15,000 - - Director Stock Option ( Right to Buy)
Martin A. Mattingly None Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Jul 2015 9,517 9,517 - - Director Stock Option ( Right to Buy)
William R. Larue None Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Jul 2015 12,547 12,547 - - Director Stock Option ( Right to Buy)
William R. Larue None Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Jul 2015 15,000 15,000 - - Director Stock Option ( Right to Buy)
Stephen T. Worland None Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Jul 2015 6,103 6,103 - - Director Stock Option ( Right to Buy)
Stephen T. Worland None Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Jul 2015 15,000 15,000 - - Director Stock Option ( Right to Buy)
J. Rainer Twiford None Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Jul 2015 15,000 15,000 - - Director Stock Option ( Right to Buy)
Paul Walker None Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Jul 2015 15,000 15,000 - - Director Stock Option (Right to Buy)
Charles P. Theuer Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Mar 2015 147,213 147,213 - - Employee Stock Option (Right to Buy)
H Casey Logan Chief Business Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Mar 2015 51,546 51,546 - - Employee Stock Option (Right to Buy)
Patricia Bitar CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Mar 2015 51,546 51,546 - - Employee Stock Option (Right to Buy)
Martin A. Mattingly None Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Mar 2015 15,483 15,483 - - Director Stock Option ( Right to Buy)
Stephen T. Worland None Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Feb 2015 18,897 18,897 - - Director Stock Option ( Right to Buy)
Anthony A. Florence Ten Percent Owner 04 Feb 2015 1,388,474 1,388,474 - - Common Stock
Anthony A. Florence Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 Feb 2015 500,000 1,888,474 - - Common Stock
Anthony A. Florence Ten Percent Owner 04 Feb 2015 5,373,396 0 - - Series B Redeemable Convertible Preferred Stock
David M. Mott Ten Percent Owner 04 Feb 2015 5,373,396 0 - - Series B Redeemable Convertible Preferred Stock
David M. Mott Ten Percent Owner 04 Feb 2015 1,388,474 1,388,474 - - Common Stock
David M. Mott Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 Feb 2015 500,000 1,888,474 - - Common Stock
M. James Barrett Ten Percent Owner 04 Feb 2015 5,373,396 0 - - Series B Redeemable Convertible Preferred Stock
M. James Barrett Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 Feb 2015 500,000 1,888,474 - - Common Stock
M. James Barrett Ten Percent Owner 04 Feb 2015 1,388,474 1,388,474 - - Common Stock
Forest Baskett Ten Percent Owner 04 Feb 2015 1,388,474 1,388,474 - - Common Stock
Forest Baskett Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 Feb 2015 500,000 1,888,474 - - Common Stock
Forest Baskett Ten Percent Owner 04 Feb 2015 5,373,396 0 - - Series B Redeemable Convertible Preferred Stock
Ryan D. Drant Ten Percent Owner 04 Feb 2015 5,373,396 0 - - Series B Redeemable Convertible Preferred Stock
Ryan D. Drant Ten Percent Owner 04 Feb 2015 1,388,474 1,388,474 - - Common Stock
Ryan D. Drant Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 Feb 2015 500,000 1,888,474 - - Common Stock
Krishna Kolluri Ten Percent Owner 04 Feb 2015 1,388,474 1,388,474 - - Common Stock
Krishna Kolluri Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 Feb 2015 500,000 1,888,474 - - Common Stock
Krishna Kolluri Ten Percent Owner 04 Feb 2015 5,373,396 0 - - Series B Redeemable Convertible Preferred Stock
Peter J. Barris Ten Percent Owner 04 Feb 2015 5,373,396 0 - - Series B Redeemable Convertible Preferred Stock
Peter J. Barris Ten Percent Owner 04 Feb 2015 1,388,474 1,388,474 - - Common Stock
Peter J. Barris Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 Feb 2015 500,000 1,888,474 - - Common Stock
Harry R. Weller Ten Percent Owner 04 Feb 2015 1,388,474 1,388,474 - - Common Stock
Harry R. Weller Ten Percent Owner 04 Feb 2015 5,373,396 0 - - Series B Redeemable Convertible Preferred Stock
Harry R. Weller Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 Feb 2015 500,000 1,888,474 - - Common Stock
J. Rainer Twiford None 04 Feb 2015 657,552 657,552 - - Common Stock
J. Rainer Twiford None 04 Feb 2015 1,610,150 0 - - Series A Redeemable Convertible Preferred Stock
J. Rainer Twiford None 04 Feb 2015 934,579 0 - - Series B Redeemable Convertible Preferred Stock
Patrick J. Kerins Ten Percent Owner 04 Feb 2015 1,388,474 1,388,474 - - Common Stock
Patrick J. Kerins Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 Feb 2015 500,000 1,888,474 - - Common Stock
Patrick J. Kerins Ten Percent Owner 04 Feb 2015 5,373,396 0 - - Series B Redeemable Convertible Preferred Stock
Sandell D Scott Ten Percent Owner 04 Feb 2015 5,373,396 0 - - Series B Redeemable Convertible Preferred Stock
Sandell D Scott Ten Percent Owner 04 Feb 2015 1,388,474 1,388,474 - - Common Stock
Sandell D Scott Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 Feb 2015 500,000 1,888,474 - - Common Stock
Ravi Viswanathan Ten Percent Owner 04 Feb 2015 5,373,396 0 - - Series B Redeemable Convertible Preferred Stock
Ravi Viswanathan Ten Percent Owner 04 Feb 2015 1,388,474 1,388,474 - - Common Stock
Ravi Viswanathan Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 Feb 2015 500,000 1,888,474 - - Common Stock
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
View All The Insider Trades disclosures
Screeners based on Insider Trading and SAST parameters